Audit, Risk and Compliance Committee

The Audit, Risk and Compliance Committee serves as the representative of the Board in meeting the University’s statutory and fiduciary obligations. The Committee has principal oversight responsibility for management’s system of financial internal controls and the controls over external reporting, the internal and external audit processes, the regulatory compliance functions, institutional ethics and conflicts of interest, and the risk management process. The Committee provides an open avenue of communication between the independent auditor, the Office of Internal Audits, and the Board of Trustees. 

Audit, Risk and Compliance Committee Membership, 2017-2018

Gerald Hassell, Chair
Peter Kahn, Vice Chair
Uzoma Ayogu (Observer)
Dennis Clements (Faculty) (Observer)
Xiqing Gao
William Hawkins
Kathryn Hollister
Bill Mayew (Faculty) (Observer)
Stephen Pagliuca
Ann Pelham
Robert Penn
Jeff Ubben
      Pam Bernard, Vice President & General Counsel, ex officio
      David Falcone, Director of Privacy, Ethics and Compliance, ex officio
      Leigh Goller, Executive Director, Office of Audit, Risk and Compliance, ex officio
      Tallman Trask, Executive Vice President, ex officio
      Joanna Rojas, Director of University Audits, ex officio